Nov. 20, 2017

9. Measuring and Evaluation

Defense institution building (DIB) seeks to produce relevant institutional change with partners by addressing complex problems in dynamic environments. In order to determine their impacts, these changes must be continuously monitored and their effects, positive and negative, evaluated. However, the methods and techniques commonly used for the monitoring and evaluation of security cooperation activities often prove inadequate to produce the information required for thoughtful DIB decisions. Further, information requirements differ between those necessary for the development and justification of DIB authorities, policies, resources, guidance, and programs (the “DIB Enterprise”), and the management toward DIB outcomes by programs and other implementers (“DIB Activities”). Evidence from measures at the activity level will heavily influence decisions at the DIB Enterprise level. In addition, measures to support monitoring and evaluation must enhance the effectiveness of DIB without over-burdening the limited capacity of the small footprint, high impact teams that carry out the work. This chapter will first address the role that measures play in DIB decision-making and the unique complexities of measuring in the DIB context. The importance of integrating measures into every aspect and phase of DIB will then be discussed, as well as what appropriate measures should be for DIB activities.

Nov. 20, 2017

11. NATO and the Partnership for Peace

During 1989 and 1990, as the hold of the Soviet Union and the authority of communist regimes evaporated across the countries of Central and Eastern Europe, North Atlantic Treaty Organization (NATO) Allies attempted to make sense of this new situation. There was unease that the old certainties of the Cold War era were being swept away without any guarantees that their replacements would be more comfortable to live with. There was disquiet that the security linkage with the United States, through NATO, might no longer be sustainable or, at least, might be substantially more difficult to sustain than it had been. The complete dissolution of the Soviet Union was barely conceivable at that time. Allies were also wrestling with the complexities of extremely challenging arms control agreements, while also trying to define the wider role of the Atlantic Alliance in a Europe where the Conference on Security Cooperation in Europe and, subsequently, the European Union would also be significant political players.2 As they contemplated these uncertainties, the idea began to take hold that the Alliance had to provide practical assistance and institutional structures to support emerging democratic institutions and states in resisting the almost inevitable pressures that could emerge and drag them back toward the authoritarian practices to which they had been accustomed for a generation, or more.

Nov. 20, 2017

10. The Security Governance Initiative

The White House estimates that between 2009 and 2014, U.S. assistance to sub-Saharan African militaries and police combined to total more than $3 billion.1 Of this total, the United States spent approximately $900 million on support to peacekeeping efforts alone. The U.S. government also provided approximately $90 million in foreign military financing and sold more than $135 million worth of arms.2 Despite these substantial expenditures and investments, the ability of African states to address their security challenges remains insufficient. Some African peacekeepers are falling short in peacekeeping performance; terrorism and other transnational threats impede human development in several parts of the continent; and African citizens often mistrust their police and military forces. When the fundamental responsibility of the state for the security and justice needs of its citizens is inadequately executed, the result is often increased insecurity and de-legitimization of the government.

Nov. 20, 2017

12. The British Experience in Africa and Oman

This chapter explores the British experience in defense institution building (DIB) through the examination of four case studies: Oman, Zimbabwe, South Africa, and Sierra Leone. They are all set in the 60-year period between 1955 and 2015, the first 25 years of which was dominated by the British withdrawal from Empire. Throughout, there were severe budgetary pressures on defense expenditure as a result of periodic recessions, demands of the Cold War, operations in Northern Ireland, and more recently those in the Gulf, Balkans, Afghanistan, and Iraq. Thus, the overall approach taken to DIB was one of small-scale assistance to develop self-sustaining local capacity.

Nov. 20, 2017

14. Partnership: The Colombia-U.S.Experience

Strong security partnerships are not born overnight. They must be built on a foundation of shared goals, mutual respect, and understanding. The Colombia-U.S. security partnership is built upon just such a relationship, one that evolved over generations and spans multiple sectors. Although, in common with all Latin American countries, Colombia’s historical and cultural roots can be traced to the Iberian colonization of the Western Hemisphere, trade, diplomatic, and military relations with the United States date back to the early 19th century. The United States was among the first countries to recognize Colombia when it declared independence from Spain, receiving a diplomatic representative in Washington in 1822 and establishing its first diplomatic mission in Cartagena and Santa Marta in 1823. The first commercial treaty between the two young countries was signed in 1824, followed by a treaty of friendship and commerce in 1848.2 The Colombia-U.S. relationship has not been without its ups and downs historically, but it has led to familiarity, and in recent years a common understanding of shared security challenges in the Western Hemisphere.

Nov. 20, 2017

13. Insights from the Development Sector

Development is big. It encompasses economic growth, but also social development through civil society, state-building (improving the capacity of the state to deliver services), and political institutions, including rule of law.1 New Institutional Economics (NIE) has changed how development practitioners think about growth and development over the past 15 years.2 NIE has shown that “how” people manage their relations through formal and informal institutions affects the efficiency and distribution of service delivery and the provision of public goods.

Nov. 20, 2017

15. Transforming Defense in Guatemala

In April of 2012, in response to an earlier request by Guatemala’s Minister of Defense, then U.S. Deputy Assistant Secretary of Defense for Western Hemisphere Affairs Frank Mora offered the Guatemalan Ministry of Defense (MOD) support in developing a national defense policy and broadly improving the Ministry’s budgeting processes. Within four years the MOD had published a National Defense Policy (NDP), produced program budgets, altered the military force structure, and introduced greater transparency and accountability in its financial management systems. These results were made possible by the establishment of a governance system that afforded the Minister a management platform, which allowed him to make strategic decisions about defense contributions, including weapons programs, required military capabilities, future force design, and budgets. The transformation of the MOD from an organization still shaped by the legacy of past civil wars into an institution operating on the principles of good governance—efficiency, effectiveness, transparency, accountability, and based on the rule of law and respect for human rights—is an exemplar of successful defense institution building (DIB).

Nov. 20, 2017

16. Lessons from Afghanistan

Shortly after the fall of the Taliban in December 2001, the United Nations hosted Afghan and world leaders in Bonn, Germany, to discuss and develop an agreement that would form the basis for international support to establish a representative form of government in Afghanistan. On December 5, 2001, the conferees adopted the Agreement on Provisional Arrangements in Afghanistan Pending the Re-establishment of Permanent Government Institutions, or “The Bonn Agreement.” This agreement included the framework for drafting a new constitution for Afghanistan, established the interim authority for governance, and created the Afghan Supreme Court.

Nov. 20, 2017

17. Lessons from Iraq

The initial performance of Iraqi Security Forces (ISF) against the self-proclaimed Islamic State of Iraq and Syria (ISIS) was not encouraging, neither from an operational nor an institutional perspective. With few exceptions, the ISF was unable to beat back the advances of ISIS without considerable U.S. assistance.1 In some cases, units of the ISF completely collapsed and disintegrated in the face of the enemy.2 These failures caused the Obama Administration to revisit the commitment of U.S. forces to assist the ISF in defeating ISIS and making itself more effective and self-sufficient.

Nov. 20, 2017

A Vision for the Future of Defense Institution Building

As the United States faces the increasingly complex security challenges of the 21st century, it must be able to rely on its partners and allies to share the burden of preventing conflict, ensuring lasting peace, and maintaining long-term stability. Assisting partners in their efforts to develop sustainable defense capacity is therefore vital to U.S. national security interests. In the case of security cooperation, however, traditional approaches have proven insufficient to achieve sustainable reforms. Defense institution building (DIB) is an innovative approach to security cooperation, emphasizing the importance of governance and management to the sustainability of partner capacity.


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